Thomas C Appleby
Investment adviser representative at Advisory Services Network
14 yearsExperience
2 statesRegistered in
$10.6BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Calton & Associates, IncSep 2025 to now
- Advisory Services Network, LLCJan 2022 to now
- Calton & Associates, IncJan 2022 to Sep 2022
- Stifel, Nicolaus & Company, IncorporatedDec 2015 to Dec 2021
- Barclays Capital Inc.Aug 2012 to Dec 2021
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Advisory Services Network
Legal name: Advisory Services Network, LLC
$10.6BAssets managed
12,919Clients
251Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5791379
- Firm CRD
- 146051