Nicole Hargrove
Investment adviser representative at Schwab Wealth Advisory, Inc.
15 yearsExperience
1 stateRegistered in
$0Firm assets
14 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Schwab Wealth Advisory, Inc.Feb 2026 to now
- Charles Schwab & Co., Inc.Feb 2026 to now
- UnemployedMar 2025 to Feb 2026
- TD Ameritrade Investment Management, LLCOct 2022 to Jun 2024
- TD Ameritrade, Inc.Oct 2022 to Jun 2024
- Charles Schwab & Co., Inc.Nov 2021 to Mar 2025
- Charles Schwab Bank, SsbNov 2021 to Mar 2025
- Bok Financial Securities, Inc.Feb 2019 to Oct 2021
- BOKF, NAFeb 2019 to Oct 2021
- AmeripriseSep 2018 to Jan 2019
- UnemployedAug 2017 to Sep 2018
- ScottradeSep 2011 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (TX).
Schwab Wealth Advisory, Inc.
$0Assets managed
0Clients
1,680Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5790838
- Firm CRD
- 159035