James M Moore
Investment adviser representative at Allworth Financial, L.P.
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$33.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Allworth Financial, L.P.Apr 2023 to now
- Aw SecuritiesApr 2023 to now
- Jamz, LLCApr 2022 to Apr 2023
- Afa IncApr 2021 to Apr 2023
- Cutting Edge AthleticsJan 2021 to Apr 2023
- Two West Capital Advisors LLCOct 2019 to May 2020
- The ShedMay 2019 to Apr 2023
- Rain Delay, LLCJan 2018 to Apr 2023
- Cetera Advisors Networks LLCJan 2014 to Apr 2023
- Mcdaniel Knutson Financial PartnersJan 2014 to Apr 2021
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (KS, TX).
Allworth Financial, L.P.
$33.6BAssets managed
29,297Clients
319Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5785151
- Firm CRD
- 111167