David Alimi
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
7 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
7 years in the industry.
- Bank of America, N.A.Apr 2022 to now
- Wizzered IncJan 2021 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2017 to now
- First Community Credit UnionFeb 2022 to Feb 2022
- Raymond James Financial Services Advisors, IncFeb 2022 to Feb 2022
- Raymond James Financial Services, IncFeb 2022 to Feb 2022
- TD AmeritradeMar 2021 to Nov 2021
- LPL Financial LLCJan 2021 to Mar 2021
- Securities America, Inc.Jan 2021 to Mar 2021
- TD AmeritradeJul 2019 to Jan 2021
- Morgan Stanley Private Bank, National AssociationNov 2017 to Jun 2019
- Morgan StanleyJul 2017 to Nov 2017
- EducationNov 2016 to Jul 2017
- Bbva Compass Insurance Agency, Inc.Dec 2015 to Nov 2016
- Bbva Securities Inc.Oct 2015 to Nov 2016
- Compass BankJul 2015 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5783005
- Firm CRD
- 7691