Raymond Wai Lee
Investment adviser representative at Transamerica Financial Advisors, LLC
17 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
Are you Raymond Wai Lee? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
17 years in the industry.
- Raymond Lee - Health Insurance ServicesSep 2023 to now
- Copeland and JarOct 2022 to now
- Net Law Group IncApr 2020 to now
- Covered CaDec 2013 to now
- Hife College PlanningSep 2012 to now
- Heartland Institute of Financial EducationJul 2012 to now
- Transamerica Financial Advisors, IncJan 2012 to now
- World System Builders (wsb)May 2009 to now
- World Financial GroupApr 2009 to now
- Phoenix Arizona Rental PropertySep 2010 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 1 state (CA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5782628
- Firm CRD
- 16164