Christopher Mccauley Ricketts
Investment adviser representative at Ricketts Financial, LLC
13 yearsExperience
1 stateRegistered in
$314MFirm assets
6 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Regulus Financial Group, LLCSep 2023 to now
- Ricketts Financial, LLCJun 2020 to now
- The West End SchoolAug 2018 to now
- American Equity Investment CorpJun 2020 to Aug 2023
- Raymond James & Associates, Inc.Feb 2013 to Jun 2020
Exams passed
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 1 state (KY).
Ricketts Financial, LLC
$314MAssets managed
115Clients
1Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5775185
- Firm CRD
- 309381