Dennis James Ducatt
Investment adviser representative at Ameriprise Financial Services, LLC
10 yearsExperience
3 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Ameriprise Financial Services, LLCSep 2025 to now
- N/aJan 2023 to Jan 2024
- First Hawaiian BankFeb 2019 to Sep 2025
- First Hawaiian AdvisorsMay 2017 to Sep 2025
- Raymond James Financial Services Advisors Inc.May 2017 to Sep 2025
- First Hawaiian BankApr 2016 to Sep 2018
- Bancwest Investment ServicesApr 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 3 states (HI, IN, TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5772216
- Firm CRD
- 6363