Samuel Sosa
Investment adviser representative at Steelpeak Wealth, LLC
14 yearsExperience
1 stateRegistered in
$4.1BFirm assets
14 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Steelpeak Wealth, LLCMar 2024 to now
- Fidelity Personal and Workplace AdvisorsJul 2018 to Jan 2024
- Fidelity Brokerage Services LLCJan 2017 to Jan 2024
- J.P. Morgan Securities LLCOct 2012 to Jan 2017
- JPMorgan Chase BankMay 2012 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (CA).
Steelpeak Wealth, LLC
$4.1BAssets managed
2,428Clients
41Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5771298
- Firm CRD
- 165168