Jesse Mafra Flatt
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
CFADesignation
$915.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Sep 2026 to now
- Bank of AmericaOct 2024 to Sep 2026
- City National RochdaleMar 2020 to Oct 2024
- UnemployedNov 2019 to Feb 2020
- Invesco Ltd.Jul 2018 to Oct 2019
- Fontanello, Duffield, & Otake LLPDec 2016 to Jun 2018
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2010
- Series 63 · Uniform Securities Agent State Law2019
State registrations
Registered as an investment adviser representative in 1 state (FL).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5763328
- Firm CRD
- 8174