Shaun Dumaine
Investment adviser representative at Kestra Advisory Services, LLC
13 yearsExperience
1 stateRegistered in
$79.8BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Kestra Advisory Services, LLCJul 2023 to now
- Kestra Investment Services, LLCJun 2022 to now
- Outback SteakhouseSep 2020 to now
- MML Investors ServicesSep 2020 to Jan 2022
- Mass Mutual Life Insurance CompanyJun 2020 to Jan 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2015 to Jul 2020
- Friendly's Ice CreamMay 2013 to Jul 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (TX).
Kestra Advisory Services, LLC
$79.8BAssets managed
117,403Clients
1,473Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5760059
- Firm CRD
- 283330