Mark Buckley
Investment adviser representative at Northwestern Mutual Investment Services,LLC
14 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
14 years in the industry.
- Northwestern Mutual Wealth Management CompanyJun 2022 to now
- Northwestern Mutual Investment Services, LLCApr 2022 to now
- Brian DugganApr 2022 to now
- Mainstay Capital Management, LLCMay 2020 to Apr 2022
- UnemployedApr 2020 to Apr 2020
- Fidelity Personal and Workplace AdvisorsJul 2018 to Mar 2020
- Strategic Advisers LLCMar 2012 to Jul 2018
- Fidelity Brokerage Services LLCJan 2012 to Mar 2020
- Fidelity InvestmentsJan 2012 to Mar 2020
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2010
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 1 state (MI).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5756315
- Firm CRD
- 2881