Sarah Ann Terrell
Investment adviser representative at Spc
12 yearsExperience
1 stateRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- SpcJun 2026 to now
- Sigma Financial CorporationJun 2026 to now
- Sigma Planning CorporationJun 2026 to now
- Wynd Capital LLCSep 2025 to Apr 2026
- Luken Investment Analytics, LLCJan 2024 to Jun 2025
- Kraft Asset Management, LLCNov 2021 to Dec 2023
- Raymond James Financial Services, Inc.Feb 2020 to Oct 2021
- Southwestern Investment GroupFeb 2020 to Oct 2021
- Burkhart & Co.Jun 2014 to Nov 2019
- Commonwealth Financial NetworkJun 2014 to Nov 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (TN).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5755116
- Firm CRD
- 110692