Tricia Vincent Filter
Investment adviser representative at RBC Rochdale, LLC
15 yearsExperience
2 statesRegistered in
$73BFirm assets
40 yearsFirm in business
Are you Tricia Vincent Filter? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
15 years in the industry.
- Cnr Securities, LLCDec 2020 to now
- RBC Rochdale, LLCOct 2019 to now
- City National RochdaleSep 2018 to Dec 2020
- Northern Trust CorporationDec 2017 to Jul 2018
- PNC Capital AdvisorsApr 2011 to Oct 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2019
- Series 63 · Uniform Securities Agent State Law2020
State registrations
Registered as an investment adviser representative in 2 states (CA, NY).
RBC Rochdale, LLC
$73BAssets managed
17,054Clients
119Advisers
40 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5754521
- Firm CRD
- 117198