Lucas Lee Swygard
Investment adviser representative at James River Asset Management, LLC
10 yearsExperience
3 statesRegistered in
$273.8MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- James River Asset Management, LLCNov 2023 to now
- Financial Engines Advisors L.L.C.Apr 2022 to Oct 2023
- J.W. Cole Financial, Inc.Apr 2021 to Mar 2022
- James River Asset ManagementJan 2021 to Mar 2022
- James River Wealth AdvisorsJan 2021 to Mar 2022
- Virginia Commercial FinanceAug 2016 to Jan 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 3 states (MD, NC, VA).
James River Asset Management, LLC
$273.8MAssets managed
420Clients
4Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5752897
- Firm CRD
- 117917