David Tu
Investment adviser representative at J.P. Morgan Securities LLC
15 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business
Are you David Tu? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- J.P. Morgan Securities LLCOct 2025 to now
- JPMorgan Chase Bank, N.A.Oct 2025 to now
- Spirit Xtreme IncApr 2023 to now
- USAA Life CompanyMar 2023 to Oct 2025
- Fusion All-stars LLCJul 2022 to Jul 2022
- Dialog DirectAug 2020 to Aug 2020
- New York Life Insurance AgentsDec 2016 to Mar 2023
- Guardian Life/park Avenue SecuritiesAug 2015 to Jan 2017
- Champion Cheer AllstarsMay 2011 to Mar 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5751049
- Firm CRD
- 79