Wendy Ambrosius Grall
Investment adviser representative at Charles Schwab Investment Management, Inc
11 yearsExperience
1 stateRegistered in
$1.7TFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Charles Schwab Investment Management, IncMay 2025 to now
- Wells Fargo Investment Institute, IncNov 2021 to May 2025
- Wells Fargo Bank N.A.May 2017 to May 2025
- Piper Jaffray & Co.Oct 2015 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (CO).
Charles Schwab Investment Management, Inc
$1.7TAssets managed
856,597Clients
37Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5749836
- Firm CRD
- 106753