Raymond Lee Mockmore
Investment adviser representative at Thoroughbred Financial Services, LLC
15 yearsExperience
2 statesRegistered in
$4BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Thoroughbred Financial Services, LLCJan 2011 to now
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (TN, TX).
Thoroughbred Financial Services, LLC
$4BAssets managed
3,567Clients
34Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5748551
- Firm CRD
- 47893