Roy D Morris
Investment adviser representative at Pfg Advisors
16 yearsExperience
2 statesRegistered in
$3.3BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- United PlannersNov 2025 to now
- Pfg AdvisorsJan 2023 to now
- Roy MorrisApr 2010 to now
- Osaic Wealth, Inc.Jun 2024 to Nov 2025
- Securities America, Inc.Jan 2023 to Jun 2024
- Equitable Advisors, LLCJan 2010 to Jan 2023
- AXA Advisors, LLCJan 2010 to Jun 2020
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Pfg Advisors
Legal name: Pfg Advisors, LLC
$3.3BAssets managed
7,592Clients
83Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5748362
- Firm CRD
- 173344