Mark James Sindowski
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
16 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$197.5BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedApr 2025 to now
- B. Riley Wealth Advisors, Inc.Jul 2022 to Apr 2025
- B.riley Wealth ManagementDec 2020 to Apr 2025
- Raymond James & Associates IncNov 2017 to Dec 2020
- Mark J. Sindowski IncJun 2014 to Nov 2017
- Various Insurance Carriers for W & R Insurance AgenciesFeb 2010 to Nov 2017
- Waddell & Reed, Inc.Jan 2010 to Nov 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5748216
- Firm CRD
- 793