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Robert Firmin Farragher

Investment adviser representative at Cape Investment Advisory, Inc.
14 yearsExperience
2 statesRegistered in
$473.7MFirm assets
16 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

14 years in the industry.

  1. Cape Investment Advisory, Inc.Feb 2019 to now
  2. 401k GenerationJan 2012 to Feb 2019

Exams passed

  • Series 66 · Uniform Combined State Law2010

State registrations

Registered as an investment adviser representative in 2 states (CA, FL).

Cape Investment Advisory, Inc.

$473.7MAssets managed
1,013Clients
31Advisers
16 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5746101
Firm CRD
146384
Advisor's SEC record (opens in a new tab)
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