James Buckley
Investment adviser representative at Northwestern Mutual Investment Services,LLC
12 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
Are you James Buckley? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
12 years in the industry.
- Northwestern Mutual Life Insurance CompanyJan 2023 to now
- Northwestern Mutual Wealth Management CompanyJan 2018 to now
- Northwestern Mutual Investment Services, LLCDec 2017 to now
- Samantha HolowkaDec 2021 to Feb 2022
- Jeffrey PhotiadesDec 2017 to Jan 2023
- CenteneJan 2017 to Nov 2017
- Northwestern Mutual Investment Services LLCFeb 2014 to Dec 2016
- Northwestern Mutual Wealth Management CompanyFeb 2014 to Dec 2016
- Jeffrey PhotiadesJan 2014 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (NH).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5745849
- Firm CRD
- 2881