Andrew Kenneth Fortuna
Investment adviser representative at LPL Financial LLC
13 yearsExperience
17 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCJul 2021 to now
- Tuna Holdings LLCMar 2021 to Jul 2021
- Rocks Springs CityApr 2019 to Jul 2021
- 21st Century Community Learning CenterApr 2016 to Jul 2021
- Ken Fortuna LLCJan 2015 to Jul 2021
- Rotary of Rock Springs, WyAug 2013 to Jul 2021
- United Way of Southwest WyomingJun 2012 to May 2021
- Various Insurance Carriers for W&r Insurance AgenciesJun 2010 to Jul 2021
- Waddell & Reed IncDec 2009 to Jul 2021
- Moosely Hot ShotJun 2008 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 17 states (CA, CO, CT, DC, ID, LA, MI, MO, MT, NE, NJ, NV, TX, UT, VA, WA, WY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5743602
- Firm CRD
- 6413