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Christine E Austin

Investment adviser representative at Morgan Stanley
17 yearsExperience
3 statesRegistered in
$2TFirm assets
17 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

17 years in the industry.

  1. Morgan StanleyOct 2025 to now
  2. Personal SabbaticalMar 2024 to Oct 2025
  3. Morgan StanleyJan 2023 to Mar 2024
  4. E*trade Securities LLCNov 2017 to Mar 2023
  5. Full Time Student Mesa Community CollegeJun 2017 to Nov 2017
  6. Professional Employment GroupMar 2017 to Jun 2017
  7. Full Time Student Mesa Community CollegeJan 2017 to Mar 2017
  8. Charles Schwab & Co., Inc.Dec 2009 to Jan 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2010
  • Series 65 · Uniform Investment Adviser Law2025

State registrations

Registered as an investment adviser representative in 3 states (MD, TX, VA).

Morgan Stanley

Legal name: Morgan Stanley Smith Barney LLC

$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5741284
Firm CRD
149777
Advisor's SEC record (opens in a new tab)
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