Richard Gustafson
Investment adviser representative at Simplicity Wealth
10 yearsExperience
1 stateRegistered in
$4.3BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Simplicity WealthFeb 2026 to now
- Beneficial WealthFeb 2026 to now
- Simplicity InvestmentsFeb 2026 to now
- C2p Capital Advisory Group, LLC dba Prosperity Capital AdvisorsNov 2023 to Feb 2026
- Oneteam Financial LLC (D.B.A. for Advisory Business)Jul 2019 to Feb 2026
- M Holdings Securities, Inc.Feb 2016 to Feb 2026
- Atlas Advisory Group, LLCFeb 2016 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2010
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Simplicity Wealth
Legal name: Simplicity Wealth LLC
$4.3BAssets managed
8,494Clients
251Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5738829
- Firm CRD
- 300572