Benjamin Erramouspe Mossman
Investment adviser representative at LPL Financial LLC
22 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
22 years in the industry.
- LPL Financial LLCJan 2026 to now
- Hand Securities IncJul 2025 to Dec 2025
- Bpas IncApr 2025 to Dec 2025
- LPL Financial LLCJul 2021 to Jan 2022
- Business To Business Leads GroupOct 2011 to May 2018
- Various Insurance Carriers for W&r Insurance AgenciesFeb 2010 to Jul 2021
- Waddell & Reed, IncDec 2009 to Jul 2021
- Ben MossmanMar 2004 to Dec 2025
Exams passed
- Series 66 · Uniform Combined State Law2010
- Series 63 · Uniform Securities Agent State Law2026
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 2 states (CA, CO).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5737390
- Firm CRD
- 6413