Samuel Jacob Rice
Investment adviser representative at Steward Partners Investment Advisory, LLC
13 yearsExperience
2 statesRegistered in
$36.7BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Seven Arrows PlanningMay 2026 to now
- Steward Partners Investment Advisory, LLCMay 2024 to now
- Steward Partners Investment Solutions, LLCMay 2024 to now
- Lighthouse Wealth Group, LLCMay 2024 to May 2026
- Raymond James Financial ServicesOct 2023 to Apr 2024
- Sagespring Wealth PartnersOct 2023 to Apr 2024
- UnemployedJun 2023 to Sep 2023
- Exencial Wealth Advisors, LLCAug 2021 to May 2023
- Bank of America, N.A.Sep 2019 to Jul 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2019 to Jul 2021
- Westpac Wealth PartnersJun 2018 to Jun 2019
- Greystar Management ServicesFeb 2015 to Jun 2018
- University of KansasJan 2013 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2020
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 2 states (TN, TX).
Steward Partners Investment Advisory, LLC
$36.7BAssets managed
42,763Clients
480Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5736826
- Firm CRD
- 283004