Rozina Salim Rupani
Investment adviser representative at Ameriprise Financial Services, LLC
17 yearsExperience
2 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Ameriprise Financial Services, LLCOct 2024 to now
- Kinecta Financial & Insurance ServicesSep 2023 to Oct 2024
- LPL Financial LLCAug 2021 to Oct 2024
- Kinecta Federal Credit UnionAug 2021 to Sep 2023
- Ameriprise Financial Services, LLCMay 2021 to Aug 2021
- U.S. Bancorp Investments, Inc.Nov 2009 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5736499
- Firm CRD
- 6363