James Rohn
Investment adviser representative at Ameriprise Financial Services, LLC
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$660.5BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Ameriprise Financial Services, LLCJun 2024 to now
- Edward JonesJan 2022 to Jun 2024
- LyftDec 2021 to Jan 2022
- UnemployedOct 2021 to Dec 2021
- FacebookAug 2021 to Oct 2021
- T3 Trading Group, LLCMay 2021 to Oct 2021
- E*trade Capital Management LLCJan 2019 to Apr 2021
- E*trade Securities LLCJan 2019 to Apr 2021
- Bank of America, N.A.May 2018 to Jan 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2018 to Jan 2019
- UberMay 2017 to Jan 2019
- LyftOct 2016 to Mar 2018
- NufiSep 2016 to Jul 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5733570
- Firm CRD
- 6363