Joseph Yong Yi
Investment adviser representative at Aegis Capital Corp.
10 yearsExperience
1 stateRegistered in
$1.8BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Aegis Capital Corp.Apr 2024 to now
- Equity Services, Inc.May 2020 to Mar 2024
- Apogee Financial PartnersApr 2020 to Apr 2024
- Massachusetts Mutual Life Insurance CoMar 2016 to Apr 2020
- MML Investors Services, LLCMar 2016 to Apr 2020
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 1 state (GA).
Aegis Capital Corp.
$1.8BAssets managed
3,083Clients
97Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5732044
- Firm CRD
- 15007