Stephen R Stanley
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
15 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Bank of America N.A.Dec 2022 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2022 to now
- J.P. Morgan Securities LLCApr 2021 to now
- JP Morgan Chase Bank, N.A.Apr 2021 to now
- Charles Schwab & Co., Inc.Jun 2019 to Apr 2021
- Charles Schwab BankJun 2019 to Apr 2021
- TD AmeritradeDec 2018 to Jun 2019
- TD Ameritrade Invesment Management, LLCDec 2018 to Jun 2019
- Morgan Stanley Smith BarneyJun 2011 to Dec 2018
Exams passed
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 2 states (AR, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5726473
- Firm CRD
- 7691