Lucas R Mroz
Investment adviser representative at Vantage Point Financial, LLC
14 yearsExperience
1 stateRegistered in
$484.6MFirm assets
4 yearsFirm in business
Are you Lucas R Mroz? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- Vantage Point Financial, LLCMay 2025 to now
- UnemployedOct 2024 to May 2025
- Morgan StanleyJun 2012 to Oct 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (IL).
Vantage Point Financial, LLC
Legal name: Vantage Point Financial LLC
$484.6MAssets managed
566Clients
16Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5725399
- Firm CRD
- 305016