Aaron Jay Rosen
Investment adviser representative at F L Putnam Investment Management Co.
12 yearsExperience
2 statesRegistered in
CFADesignation
$9.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- F. L. Putnam Investment Management CompanyFeb 2025 to now
- Aog Wealth ManagementApr 2023 to Feb 2025
- American Elm Distribution Partners LLCJul 2022 to Apr 2023
- Copia Wealth StudiosAug 2021 to Mar 2023
- Lucia Capital ManagementNov 2014 to Aug 2021
- Lucia Securities, LLC.Nov 2014 to Jan 2017
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2010
- Series 63 · Uniform Securities Agent State Law2015
State registrations
Registered as an investment adviser representative in 2 states (CA, VA).
F L Putnam Investment Management Co.
$9.7BAssets managed
3,054Clients
78Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5723936
- Firm CRD
- 106223