Michael Thomas Filippi
Investment adviser representative at Voya Retirement Advisors, LLC
11 yearsExperience
1 stateRegistered in
$37.5BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Voya Retirement Advisors, LLCApr 2021 to now
- Voya Financial PartnersApr 2021 to now
- Voya FinancialOct 2020 to now
- In Between PositionsDec 2019 to Sep 2020
- Park Avenue Securities LLCJul 2015 to Nov 2019
- Guardian Life Insurance CoJun 2015 to Nov 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (CT).
Voya Retirement Advisors, LLC
$37.5BAssets managed
7,672Clients
129Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5722619
- Firm CRD
- 3989