James R. Cook
Investment adviser representative at J.P. Morgan Securities LLC
10 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- J.P. Morgan Securities LLCJul 2021 to now
- JPMorgan Chase Bank, N.A.Jul 2021 to now
- Veterans Canteen ServiceDec 2020 to Jun 2021
- UnemployedAug 2020 to Nov 2020
- New York Life Insurance Co.Jul 2020 to Aug 2020
- Nylife Securities LLCJun 2020 to Aug 2020
- Farmers Financial Solutions, LLCMay 2020 to Jun 2020
- Farmers InsuranceApr 2020 to Jun 2020
- Edward JonesMar 2020 to Mar 2020
- UnemployedFeb 2020 to Feb 2020
- Coldwell BankerOct 2019 to Jan 2020
- Agent Owned RealtyAug 2018 to Sep 2019
- Mass Mutual Life Insurance CoJun 2018 to Jun 2021
- Highgarden Real EstateDec 2017 to Aug 2018
- Keller Williams RealtyFeb 2017 to Dec 2017
- UnemployedMay 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5721769
- Firm CRD
- 79