Rick Anthony Baray
Investment adviser representative at Morgan Stanley
10 yearsExperience
3 statesRegistered in
CFP® certification, CFADesignations
$2TFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Morgan StanleyOct 2024 to now
- Massmutual Life Insurance CoNov 2023 to Oct 2024
- MML Investors Services, LLCNov 2023 to Oct 2024
- Campbell Wealth Management, Inc.Mar 2020 to Nov 2023
- Madison Avenue Securities, LLCMar 2020 to Nov 2023
- Charles Schwab & Co., Inc.Jul 2018 to Mar 2020
- Schwab Private Client Investment Advisory, Inc.Jul 2018 to Mar 2020
- Ie Business SchoolAug 2016 to Jul 2018
Designations
- CFP® certification
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 3 states (DC, TX, VA).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5719813
- Firm CRD
- 149777