Michael I Guertin
Investment adviser representative at Esi Financial Advisors
11 yearsExperience
1 stateRegistered in
$2.8BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Equity Services, Inc.Sep 2024 to now
- Integrated Financial Concepts LLC / National Life Ins CoAug 2024 to now
- Osaic Wealth, Inc.Sep 2023 to Sep 2024
- Sagepoint FinancialAug 2022 to Sep 2024
- Minnesota Life Insurance CompanyNov 2021 to Aug 2022
- Securian Advisors of New EnglandNov 2021 to Aug 2022
- Securian Financial ServicesNov 2021 to Aug 2022
- Guardian Life Insurance CompanyDec 2017 to Nov 2021
- Park Avenue SecuritiesDec 2017 to Nov 2021
- MML Investors Services, LLCMar 2017 to Dec 2017
- Massachusetts Mutual Life Insurance CompanyJul 2016 to Dec 2017
- Metlife Securities Inc.Jan 2015 to Mar 2017
Exams passed
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (RI).
Esi Financial Advisors
Legal name: Equity Services, Inc.
$2.8BAssets managed
12,379Clients
504Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5717069
- Firm CRD
- 265