Julie Ann Cook
Investment adviser representative at LPL Financial LLC
13 yearsExperience
4 statesRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial, LLCJul 2021 to now
- Horizon Clarity Group, Inc.Dec 2020 to now
- Horizon Clarity, Inc.Sep 2014 to now
- Fairfield Glad Financial Advisory CommitteeApr 2015 to Dec 2021
- Various Insurance Carriers for W&r Insurance AgenciesMar 2013 to Jul 2021
- Waddell & Reed IncMar 2013 to Jul 2021
- Midstate College Business Advisory BoardJan 2013 to Dec 2020
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2009
- Series 63 · Uniform Securities Agent State Law2013
State registrations
Registered as an investment adviser representative in 4 states (FL, IL, TN, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5715464
- Firm CRD
- 6413