Nelly Regina Johnston
Investment adviser representative at Wells Fargo Advisors
13 yearsExperience
3 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Wells Fargo Clearing Services, LLCJun 2026 to now
- First Tech Federal Credit UnionSep 2018 to Jun 2026
- Raymond James Financial Services Advisors Inc.Sep 2018 to Jun 2026
- Raymond James Financial Services, Inc.Sep 2018 to Jun 2026
- Addison Avenue Investment ServicesMar 2013 to Jun 2026
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 3 states (AZ, TX, WA).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5713047
- Firm CRD
- 19616