Richard John West
Investment adviser representative at LPL Financial LLC
17 yearsExperience
3 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
17 years in the industry.
- LPL Financial, LLCJul 2021 to now
- Sampson West & Associates IncNov 2015 to now
- Bni Business Networking InternationalAug 2018 to Jan 2019
- Grow A Strong Family, Inc.Apr 2016 to Nov 2021
- C2 Networking GroupOct 2013 to Dec 2017
- Various Insurance Carriers for W & R Insurance AgenicesOct 2009 to Jul 2021
- Waddell & Reed, Inc.Sep 2009 to Jul 2021
Exams passed
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 3 states (MA, PA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5707808
- Firm CRD
- 6413