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Cynthia Louise Hughes

Investment adviser representative at LPL Financial LLC
17 yearsExperience
3 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

17 years in the industry.

  1. LPL Financial LLCJun 2022 to now
  2. Raymond James Financial Services, IncApr 2017 to May 2022
  3. Smb Investment ServicesFeb 2017 to May 2022
  4. Southwest Missouri BankFeb 2017 to May 2022
  5. Edward JonesAug 2009 to Feb 2017

Exams passed

  • Series 66 · Uniform Combined State Law2019

State registrations

Registered as an investment adviser representative in 3 states (KS, MO, TX).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5702639
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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