Robert Charles Ely
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Robert Charles Ely? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCMay 2024 to now
- NbtMay 2024 to now
- UnemployedJul 2023 to May 2024
- Keybank Equipment FinanceJul 2022 to Jul 2023
- Key Investment Services LLCJul 2018 to Jul 2022
- KeybankJun 2018 to Jul 2022
- State Farm Vp Management CorpAug 2013 to Jun 2018
- Lee Serino Insurance AgencyJun 2013 to Jun 2018
- Ralph Serino Insurance AgencyJun 2013 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5702080
- Firm CRD
- 6413