Karen Marie Bauman
Investment adviser representative at Ggm Financial LLC
15 yearsExperience
1 stateRegistered in
CFA, CFP® certificationDesignations
$513MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Ggm Financial, LLCMay 2021 to now
- Parental LeaveJan 2018 to May 2021
- J.P. Morgan Institutional Investments Inc.Jan 2011 to Jan 2018
- JPMorgan Investment Management Inc.Jan 2011 to Jan 2018
Designations
- CFA
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
State registrations
Registered as an investment adviser representative in 1 state (OH).
Ggm Financial LLC
$513MAssets managed
423Clients
6Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5697978
- Firm CRD
- 327008