Warren Frank Mason
Investment adviser representative at Ieq Capital, LLC
12 yearsExperience
2 statesRegistered in
$56.8BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Ieq Capital, LLCSep 2025 to now
- JPMorgan Chase Bank, NAOct 2023 to now
- JPMorgan Securities LLCOct 2023 to now
- UnemployedSep 2023 to Sep 2023
- Goldman Sachs & CoAug 2021 to Aug 2023
- US Department of Health and Human ServicesNov 2014 to Jul 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (CA, NY).
Ieq Capital, LLC
$56.8BAssets managed
2,309Clients
197Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5696979
- Firm CRD
- 301819