David Colin Smith
Investment adviser representative at Baxter Capital Management Inc
13 yearsExperience
1 stateRegistered in
$4.2BFirm assets
47 yearsFirm in business
Are you David Colin Smith? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Baxter Capital Management Inc.Jan 2013 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (IN).
Baxter Capital Management Inc
$4.2BAssets managed
13Clients
3Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5696402
- Firm CRD
- 105123