Quan Nguyen
Investment adviser representative at Thrivent Investment Management Inc.
13 yearsExperience
3 statesRegistered in
$20.8BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Thrivent FinancialAug 2023 to now
- Thrivent Investment Management Inc.Jul 2023 to now
- Citizens Securities, Inc.Dec 2020 to Jun 2023
- Personal Development and NetworkingSep 2020 to Dec 2020
- Santander Bank, NAApr 2013 to Aug 2020
- Santander Securities, LLCApr 2013 to Aug 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 3 states (MA, OK, TX).
Thrivent Investment Management Inc.
$20.8BAssets managed
125,754Clients
3,179Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5696341
- Firm CRD
- 18387