Matthew K Carrier
Investment adviser representative at Compass Financial Management LLC
32 yearsExperience
1 stateRegistered in
$893.8MFirm assets
6 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
32 years in the industry.
- Compass Financial Management LLCMar 2026 to now
- Brookstone Wealth AdvisorsDec 2022 to now
- Carrier Financial & Insurance ServicesJan 2014 to now
- Carrier Cpa Firm, PllcJun 1994 to now
- Avantax Insurance Agency, LLCMay 2018 to Nov 2022
- Avantax Advisory ServicesOct 2013 to Nov 2022
- Avantax Investment Services, Inc.Aug 2009 to Nov 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (TN).
Compass Financial Management LLC
$893.8MAssets managed
2,228Clients
45Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5696242
- Firm CRD
- 156345