Stephen C Norris
Investment adviser representative at Northwestern Mutual Investment Services,LLC
18 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
Are you Stephen C Norris? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
18 years in the industry.
- Northwestern Mutual Investment Services, LLCAug 2021 to now
- Northwestern Mutual Life Insurance CompanyMay 2021 to now
- UnemployedJan 2020 to Apr 2021
- Park Avenue SecuritiesJul 2009 to Dec 2019
- Consolidated PlanningJun 2008 to Dec 2019
Exams passed
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (WI).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5695267
- Firm CRD
- 2881