Shannon Dubuisson
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- B&a Financial Inc.May 2026 to now
- Valley Financial ServicesMay 2026 to now
- Cetera Investment Advisers LLCJul 2024 to now
- Cetera Wealth Services, LLCJul 2024 to now
- Poppy Wealth ManagementJul 2024 to Apr 2026
- Wells Fargo Clearing Services, LLCNov 2016 to Jun 2024
- Wells Fargo Advisors LLCJul 2016 to Nov 2016
- Wells Fargo Bank, NAJun 2016 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5694291
- Firm CRD
- 105644