Christopher Douglas Begbie
Investment adviser representative at Northern Trust Securities, Inc
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$1.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Northern Trust Securities, Inc.Aug 2026 to now
- The Northern Trust CompanyAug 2026 to now
- LPL Financial LLCMay 2021 to Aug 2026
- Various Insurance Carriers for W&r Insurance AgencyAug 2018 to Jul 2021
- Waddell & Reed, IncApr 2018 to Jul 2021
- Profunds Distributors, IncMay 2016 to Apr 2018
- ProsharesMay 2016 to Apr 2018
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (IL).
Northern Trust Securities, Inc
Legal name: Northern Trust Securities, Inc.
$1.7BAssets managed
2,053Clients
100Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5691619
- Firm CRD
- 7927