Michael Baptista
Investment adviser representative at Raymond James Financial Services Advisors, Inc
17 yearsExperience
3 statesRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Raymond James Financial Services Advisors, IncJun 2026 to now
- Raymond James Financial Services, Inc.Jun 2026 to now
- Commonwealth Financial NetworkNov 2022 to Jun 2026
- MML Investors Services, LLCMar 2017 to Nov 2022
- Massmutual Life Insurance CoJul 2016 to Nov 2022
- Msi Financial Services Inc.Jun 2009 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
State registrations
Registered as an investment adviser representative in 3 states (NJ, NY, TX).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5688673
- Firm CRD
- 149018